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03-01-2020
Business

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Which of the following terms is NOT specifically defined under the Uniform Securities Act?A) Broker-dealerB) Broker-dealer representativeC) Investment adviserD) Investment adviser representative

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esanolakunle15 esanolakunle15

03-01-2020

Answer:

B. Broker-dealer representative.

Explanation:

The Uniform Securities Act defines a broker-dealer, it defines a representative of a broker-dealer, it defines an investment adviser, and it defines an investment adviser representative. So Overall, the term not specifically defined under the securities act is broker-dealer representative.

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